Example Term Sheet for Startup Investment
Company Name: XYZ Technologies, Inc.
Investor: Venture Capital Firm ABC
Date: [Insert Date]
1. Investment Terms
Investment Amount:
$2,000,000
Pre-Money Valuation:
$8,000,000
Post-Money Valuation:
$10,000,000
Type of Security:
Series A Preferred Stock
Shares Issued:
200,000 shares of Series A Preferred Stock
2. Capitalization
Pre-Investment Capitalization:
Founders: 500,000 shares (50%)
Seed Investors: 300,000 shares (30%)
Employee Stock Option Pool: 200,000 shares (20%)
Post-Investment Capitalization:
Founders: 500,000 shares (40%)
Seed Investors: 300,000 shares (24%)
Employee Stock Option Pool: 200,000 shares (16%)
Series A Investors: 200,000 shares (20%)
3. Governance and Control
Board Composition:
2 seats for Founders
1 seat for Seed Investors
2 seats for Series A Investors
1 Independent Seat (to be mutually agreed upon)
Voting Rights:
Series A Preferred Stockholders will have the same voting rights as common stockholders on an as-converted basis, with the following special voting rights:
Approval required for any amendments to the Articles of Incorporation that adversely affect Series A Preferred Stock.
Approval required for any merger or sale of the company.
4. Liquidation Preferences
Preference:
Series A Preferred Stockholders will receive a liquidation preference equal to 1x the original purchase price ($2,000,000) plus any declared but unpaid dividends before any distribution to common stockholders.
Participation:
After receiving their liquidation preference, Series A Preferred Stockholders will participate with common stockholders on an as-converted basis.
5. Anti-Dilution Provisions
Weighted Average:
The Series A Preferred Stock will be protected by a weighted average anti-dilution provision.
6. Dividends
Non-Cumulative:
Dividends on the Series A Preferred Stock will be non-cumulative and will be payable when, as, and if declared by the Board of Directors.
7. Conversion Rights
Optional Conversion:
Series A Preferred Stock may be converted into common stock at the option of the holder at any time.
Mandatory Conversion:
Series A Preferred Stock will automatically convert into common stock upon the closing of a firmly underwritten public offering with proceeds of at least $50,000,000 or upon the consent of the majority of the Series A Preferred Stockholders.
8. Exit Strategy Provisions
Right of First Refusal:
Investors will have the right of first refusal to purchase shares proposed to be sold by any founder.
Drag-Along Rights:
If the majority of Series A Preferred Stockholders approve a sale of the company, all other stockholders are obligated to sell their shares on the same terms.
9. Employee Stock Options
Option Pool:
The employee stock option pool will be increased to represent 20% of the post-money capitalization.
10. Additional Provisions
Information Rights:
Series A Preferred Stockholders will have standard information and inspection rights, including quarterly and annual financial statements.
Founder Vesting:
Founders' remaining shares will be subject to a 4-year vesting schedule, with a one-year cliff and monthly vesting thereafter.
Protective Provisions:
Consent of the majority of Series A Preferred Stockholders will be required for:
Any new issuance of equity securities.
Any incurrence of debt above $500,000.
Any material change in the company's business plan.
Conclusion
This term sheet serves as a summary of the key terms and conditions of the proposed investment in XYZ Technologies, Inc. It is intended to provide a basis for negotiating the final legal documents and is not legally binding, except for the confidentiality and exclusivity provisions.
Confidentiality: The contents of this term sheet are confidential and intended for use only by the parties involved.
Exclusivity: The company agrees not to seek or negotiate investment from other parties for a period of 60 days from the date of this term sheet.
Accepted and Agreed:
XYZ Technologies, Inc.
By: ____________________________
Name: [Founder’s Name]
Title: [Founder’s Title]
Venture Capital Firm ABC
By: ____________________________
Name: [Investor’s Name]
Title: [Investor’s Title]